Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Robert Burton | 4465278 | 2 | 06/22/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Scheidegger | 4225103 | 1 | 10/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Alexander Thom | 4548704 | 1 | 07/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin B Curtis | 5439368 | 1 | 07/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Wayne Stauffer | 4511540 | 1 | 05/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chien Kain Yeh | 4777090 | 3 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles David Villarreal | 5071421 | 1 | 04/27/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler James Jordan | 6642972 | 1 | 11/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Lowell McCarthy | 6057698 | 3 | 10/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Clifford Hutchinson | 4826169 | 2 | 08/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |