Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward James Kelly | 2017986 | 4 | 07/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff James Berg | 4026559 | 1 | 08/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven M Cook | 4208931 | 1 | 02/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Ernst | 1246933 | 1 | 09/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gerardo Discepolo | 6920367 | 1 | 05/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Forrest Belcher | 2677776 | 1 | 02/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Andrew Czerwinski | 2069288 | 2 | 12/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roberto Recine | 2588259 | 1 | 05/25/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Dean Rosenberg | 1500813 | 1 | 01/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Robert Young | 2026394 | 2 | 10/11/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |