Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dean Bonk | 3198607 | 1 | 08/05/2009 | Customer Dispute | Closed-No Action | $15,000.10 | $0.00 | See FINRA Report |
| Mychael Anthony Nguyen | 4711740 | 1 | 03/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Whitney Hudson | 2549172 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leo Rotman | 4499725 | 2 | 06/12/2007 | Customer Dispute | Closed-No Action | $25,184.70 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 09/12/2006 | Customer Dispute | Closed-No Action | $16,525.00 | $0.00 | See FINRA Report |
| Michael Joseph Corrigan | 1733763 | 1 | 09/07/2005 | Customer Dispute | Closed-No Action | $6,131.57 | $0.00 | See FINRA Report |
| Ronald Craig Dickstein | 1942389 | 2 | 05/31/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 01/15/2002 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Rick Kent Stivers | 1927140 | 2 | 03/13/2001 | Customer Dispute | Closed-No Action | $134,142.00 | $0.00 | See FINRA Report |