Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Benedict Murphy | 2775281 | 1 | 07/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Jefferson Lee | 4148002 | 1 | 04/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Scott Noechel | 4525589 | 1 | 02/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |