Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christy Arlene Coon | 1322135 | 1 | 04/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Swensen | 2951587 | 1 | 02/04/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |