Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter James Hails | 2618254 | 1 | 04/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Duane Richmond | 2729652 | 1 | 03/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Oliver | 4881864 | 1 | 12/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Marrs | 2475024 | 5 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Eugene Love | 1209305 | 4 | 03/23/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Lee Epple | 1350675 | 1 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harvey Allan Kaluzna | 2073577 | 2 | 10/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 09/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Randall Sukovaty | 6388748 | 1 | 08/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |