Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph McDonald | 2837629 | 3 | 09/22/2020 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Charles Logan McLean | 4351084 | 1 | 09/08/2020 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 07/08/2020 | Customer Dispute | Closed-No Action | $30,220.40 | $0.00 | See FINRA Report |
| Dustin Robert Insley | 6609589 | 2 | 01/27/2020 | Customer Dispute | Denied | $23,900.00 | $0.00 | See FINRA Report |
| Joel M Guerrero | 4634404 | 2 | 01/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Kelly | 1258726 | 8 | 12/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quincy Jovon Goudeau | 4446099 | 2 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Beverly Ann Barr | 1071400 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron James Barr | 6193991 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Bosl | 4219694 | 1 | 06/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |