Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 08/10/2000 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/08/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/08/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/08/2000 | Customer Dispute | Settled | $257,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/03/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Nichols | 2456067 | 3 | 07/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 07/10/2000 | Customer Dispute | Withdrawn | $42,401.10 | $0.00 | See FINRA Report |
| Holly Michelle Kiper | 2629440 | 1 | 06/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 06/12/2000 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 06/05/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |