Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 01/09/2001 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/27/2000 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 12/21/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/15/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Glaab | 1548388 | 1 | 12/13/2000 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Christopher Griswold Gent | 220733 | 2 | 11/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/23/2000 | Customer Dispute | Settled | $294,000.00 | $0.00 | See FINRA Report |
| Robert Alan Wilber | 1452001 | 1 | 10/20/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/13/2000 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/13/2000 | Customer Dispute | Settled | $316,000.00 | $0.00 | See FINRA Report |