Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Michael Kelly | 1258726 | 8 | 08/23/2001 | Customer Dispute | Settled | $13,764.20 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 08/15/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/06/2001 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Richard Marburger | 720683 | 1 | 03/07/2001 | Customer Dispute | Settled | $205,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/06/2001 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Joseph Kevin Pearson | 1523817 | 1 | 01/19/2001 | Customer Dispute | Denied | $9,222.50 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/16/2001 | Customer Dispute | Settled | $194,912.00 | $0.00 | See FINRA Report |