Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph McDonald | 2837629 | 3 | 04/06/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Marrs | 2475024 | 5 | 01/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Lee Olds | 5166111 | 1 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Joseph McDonald | 2837629 | 3 | 10/05/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Tolstyka | 2414591 | 1 | 09/08/2021 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Nathan Daniel Tiarks | 4130957 | 1 | 03/17/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adam Peter Kozak | 5949814 | 1 | 03/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 01/15/2021 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Joel M Guerrero | 4634404 | 2 | 11/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Todd Sisson | 2871475 | 1 | 10/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |