Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Neal Tubbs | 2335750 | 1 | 11/12/2003 | Customer Dispute | Denied | $18,304.50 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/11/2003 | Customer Dispute | Settled | $42,975.00 | $0.00 | See FINRA Report |
| Jon Brian Pitcock | 2833296 | 1 | 10/27/2003 | Customer Dispute | Denied | $41,400.00 | $0.00 | See FINRA Report |
| Shirell Lefevre McNee | 2010763 | 1 | 10/21/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 08/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg Mylan Huyck | 2582709 | 2 | 08/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 06/12/2003 | Customer Dispute | Award / Judgment | $73,500.00 | $0.00 | See FINRA Report |
| John Thomas Laskey | 2354286 | 3 | 05/27/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/02/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2003 | Customer Dispute | Award / Judgment | $99,000.00 | $0.00 | See FINRA Report |