Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Katz | 1304852 | 1 | 11/19/2008 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Randall Dean Moore | 1719270 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Allan Shope | 2817465 | 1 | 05/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Kramer | 1715096 | 1 | 02/04/2008 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 07/24/2007 | Customer Dispute | Denied | $16,067.00 | $0.00 | See FINRA Report |
| Charles Wayne Randall | 2810219 | 1 | 05/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth Michael Becker | 4473732 | 1 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale John Driggs | 1926129 | 2 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 06/16/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Ryan Edward Starling | 4284674 | 2 | 04/22/2005 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |