Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spiro Voutsaras | 1870353 | 5 | 04/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Carl Dyhr | 2083695 | 1 | 02/01/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mykel Ajani Barnes | 2822474 | 1 | 11/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven James Jagusch | 1264093 | 3 | 08/28/2009 | Customer Dispute | Settled | $83,445.10 | $0.00 | See FINRA Report |
| Leland Todd Proshek | 4016188 | 1 | 05/08/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 04/03/2009 | Customer Dispute | Denied | $19,859.80 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 03/25/2009 | Customer Dispute | Denied | $9,459.00 | $0.00 | See FINRA Report |
| Stephen Eric Nichols | 2456067 | 3 | 03/19/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Rolf Lee White | 4488604 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bonnie Aldea Luternow | 4578330 | 1 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |