Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 11/16/2011 | Customer Dispute | Settled | $289,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/16/2011 | Customer Dispute | Settled | $779,401.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/07/2011 | Customer Dispute | Settled | $1,336,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/14/2011 | Customer Dispute | Settled | $1,487,250.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $4,090,200.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $1,743,500.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 10/03/2011 | Customer Dispute | Settled | $318,625.00 | $0.00 | See FINRA Report |
| Ryan Edward Starling | 4284674 | 2 | 08/23/2011 | Customer Dispute | Withdrawn | $386,123.00 | $0.00 | See FINRA Report |
| Jaime D Hernandez | 2609661 | 3 | 05/11/2011 | Customer Dispute | Denied | $600.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2011 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |