Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don Eugene Etchison | 1037114 | 2 | 08/08/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 05/25/2012 | Customer Dispute | Denied | $113,000.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/03/2012 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Michael Mark Cicchella | 1058962 | 1 | 04/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/02/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Norman Joseph Hurwitz | 253858 | 1 | 03/12/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/01/2012 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/27/2012 | Customer Dispute | Settled | $1,316,550.00 | $0.00 | See FINRA Report |