Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Graham Johnson | 1003435 | 2 | 10/10/2012 | Customer Dispute | Settled | $21,075.60 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/15/2012 | Customer Dispute | Settled | $2,506,880.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/02/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Norman Joseph Hurwitz | 253858 | 1 | 03/12/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/01/2012 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/27/2012 | Customer Dispute | Settled | $1,316,550.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/17/2012 | Customer Dispute | Settled | $502,762.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/30/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/30/2012 | Customer Dispute | Settled | $378,000.00 | $0.00 | See FINRA Report |