Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 04/22/2015 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/27/2015 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/24/2015 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/03/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/13/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 09/22/2014 | Customer Dispute | Settled | $1,256,980.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/03/2014 | Customer Dispute | Settled | $485,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/28/2013 | Customer Dispute | Settled | $892,745.00 | $0.00 | See FINRA Report |
| Briton Eric Waugh | 4905589 | 1 | 01/24/2013 | Customer Dispute | Settled | $61,159.80 | $0.00 | See FINRA Report |
| Carrie Lynn Cole | 1619384 | 1 | 11/19/2012 | Customer Dispute | Settled | $724,500.00 | $0.00 | See FINRA Report |