Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel M Guerrero | 4634404 | 2 | 01/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Kelly | 1258726 | 8 | 12/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quincy Jovon Goudeau | 4446099 | 2 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Blake Christ | 2103830 | 2 | 07/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Kelly | 1258726 | 8 | 11/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Blake Christ | 2103830 | 2 | 10/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Eric Nichols | 2456067 | 3 | 09/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Van Washington | 4651656 | 3 | 04/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Kelly | 1258726 | 8 | 02/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |