Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Michael Kelly | 1258726 | 8 | 08/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joe Randazzo | 2019363 | 1 | 08/05/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/17/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |