Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Neal Tubbs | 2335750 | 1 | 11/12/2003 | Customer Dispute | Denied | $18,304.50 | $0.00 | See FINRA Report |
| Jon Brian Pitcock | 2833296 | 1 | 10/27/2003 | Customer Dispute | Denied | $41,400.00 | $0.00 | See FINRA Report |
| Shirell Lefevre McNee | 2010763 | 1 | 10/21/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Patrick James Welsh | 2605350 | 2 | 11/15/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Spiro Voutsaras | 1870353 | 5 | 09/17/2002 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 06/21/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 03/26/2002 | Customer Dispute | Denied | $14,107.00 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 11/01/2001 | Customer Dispute | Denied | $20,484.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |