Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Detloff | 2011474 | 2 | 06/16/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 03/07/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Natalie Sorensen Lewis | 1691753 | 1 | 02/09/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Leo Herman Lange | 1909936 | 1 | 01/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 07/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roland Luis Santini | 3006089 | 1 | 05/03/2004 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/11/2004 | Customer Dispute | Denied | $71,132.50 | $0.00 | See FINRA Report |
| Robert Graham Johnson | 1003435 | 2 | 02/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |