Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denver Lee Nelson | 2934419 | 2 | 09/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 07/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Quincy Jovon Goudeau | 4446099 | 2 | 11/15/2016 | Customer Dispute | Denied | $39,777.40 | $0.00 | See FINRA Report |
| Eric Ryan Moore | 5493237 | 2 | 09/21/2016 | Customer Dispute | Denied | $121,467.00 | $0.00 | See FINRA Report |
| Mark Alan Oldenburg | 2101398 | 1 | 06/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon John Stoeffler | 4168192 | 1 | 09/09/2014 | Customer Dispute | Denied | $7,691.04 | $0.00 | See FINRA Report |
| Walter James Powrozek | 2549804 | 1 | 07/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 02/12/2014 | Customer Dispute | Denied | $82,864.30 | $0.00 | See FINRA Report |
| Steven James Jagusch | 1264093 | 3 | 04/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam John Bos | 5251056 | 1 | 04/22/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |