Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Logan McLean | 4351084 | 1 | 09/08/2020 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 07/08/2020 | Customer Dispute | Closed-No Action | $30,220.40 | $0.00 | See FINRA Report |
| Dustin Robert Insley | 6609589 | 2 | 01/27/2020 | Customer Dispute | Denied | $23,900.00 | $0.00 | See FINRA Report |
| Beverly Ann Barr | 1071400 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron James Barr | 6193991 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Oliver | 4881864 | 1 | 12/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 03/23/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Lee Epple | 1350675 | 1 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harvey Allan Kaluzna | 2073577 | 2 | 10/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |