Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Leigh Zachrich | 1440719 | 1 | 08/13/2002 | Customer Dispute | Settled | $463,623.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 07/10/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 06/21/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas George Thompson | 1015524 | 1 | 06/10/2002 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/24/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Roger Michael Ramirez | 2102115 | 2 | 03/26/2002 | Customer Dispute | Denied | $14,107.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/13/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/02/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 11/01/2001 | Customer Dispute | Denied | $20,484.00 | $0.00 | See FINRA Report |
| John Carl Kroll | 1057856 | 1 | 10/26/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |