Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Michael Becker | 4473732 | 1 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale John Driggs | 1926129 | 2 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 06/16/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Ryan Edward Starling | 4284674 | 2 | 04/22/2005 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 03/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Detloff | 2011474 | 2 | 03/07/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Natalie Sorensen Lewis | 1691753 | 1 | 02/09/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Leo Herman Lange | 1909936 | 1 | 01/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Kelly | 1258726 | 8 | 12/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |