Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael White | 2316760 | 6 | 04/03/2009 | Customer Dispute | Denied | $19,859.80 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 03/25/2009 | Customer Dispute | Denied | $9,459.00 | $0.00 | See FINRA Report |
| Stephen Eric Nichols | 2456067 | 3 | 03/19/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Rolf Lee White | 4488604 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bonnie Aldea Luternow | 4578330 | 1 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Katz | 1304852 | 1 | 11/19/2008 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Randall Dean Moore | 1719270 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Kramer | 1715096 | 1 | 02/04/2008 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 07/24/2007 | Customer Dispute | Denied | $16,067.00 | $0.00 | See FINRA Report |
| Charles Wayne Randall | 2810219 | 1 | 05/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |