Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark William Thompson | 840935 | 8 | 08/15/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Nichols | 2456067 | 3 | 07/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 10/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |