Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Paul Martin | 1021864 | 5 | 02/21/2006 | Customer Dispute | Settled | $1,097,160.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1021864 | 5 | 08/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1021864 | 5 | 05/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1021864 | 5 | 02/05/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1021864 | 5 | 10/21/1993 | Customer Dispute | Settled | $7,543.00 | $0.00 | See FINRA Report |