Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Maurer Dowd | 1870120 | 1 | 07/16/2021 | Customer Dispute | Award / Judgment | $1,038,000.00 | $891,493.00 | See FINRA Report |
| Jonathan Don Mark | 2160974 | 1 | 07/16/2021 | Customer Dispute | Award / Judgment | $1,038,000.00 | $891,493.00 | See FINRA Report |