Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Theodore Richard Augustyniak5082577208/17/2015RegulatoryFinal$0.00$0.00See FINRA Report
Bradford Dale Szczecinski2102955108/17/2015RegulatoryFinal$0.00$0.00See FINRA Report
Armand Christopher Spaziano2214579103/17/2015RegulatoryFinal$0.00$0.00See FINRA Report
Theodore Richard Augustyniak5082577206/30/2009RegulatoryFinal$0.00$0.00See FINRA Report

4 Results

Display: