Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Alan Natoli | 5931430 | 1 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles King | 6034795 | 1 | 10/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Richard Augustyniak | 5082577 | 2 | 08/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradford Dale Szczecinski | 2102955 | 1 | 08/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Armand Christopher Spaziano | 2214579 | 1 | 03/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Richard Augustyniak | 5082577 | 2 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |