Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allan Stern | 1243168 | 7 | 02/11/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Stern | 1243168 | 7 | 02/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Stern | 1243168 | 7 | 03/09/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Stern | 1243168 | 7 | 02/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Allan Stern | 1243168 | 7 | 02/22/1994 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Michael Allan Stern | 1243168 | 7 | 12/09/1993 | Customer Dispute | Award / Judgment | $83,157.00 | $173,165.00 | See FINRA Report |
| Michael Allan Stern | 1243168 | 7 | 08/17/1990 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |