Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Cochran Cummings | 1020306 | 3 | 02/14/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Artin Bandari | 4691823 | 5 | 01/17/2013 | Customer Dispute | Denied | $8,636.48 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 02/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Andrew Cole | 2607997 | 2 | 05/20/2011 | Customer Dispute | Settled | $221,321.00 | $0.00 | See FINRA Report |
| Michael Lawrence Weintraub | 462090 | 2 | 07/26/2010 | Customer Dispute | Denied | $81,213.00 | $0.00 | See FINRA Report |
| Lannie Cecil Wright | 1101957 | 4 | 06/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Wilford Bond | 2979826 | 2 | 02/16/2010 | Customer Dispute | Award / Judgment | $4,720.00 | $4,720.00 | See FINRA Report |
| Michael Lawrence Weintraub | 462090 | 2 | 01/12/2010 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas Ryan | 4255125 | 2 | 03/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Nowicki Moore | 2463528 | 1 | 11/19/2008 | Customer Dispute | Closed-No Action | $5,800.00 | $0.00 | See FINRA Report |