Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Monfils Upson | 1241673 | 2 | 04/27/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent Cochran Cummings | 1020306 | 3 | 11/16/1987 | Customer Dispute | Settled | $62,757.10 | $0.00 | See FINRA Report |
| Reginald Jackson | 1188872 | 1 | 12/06/1985 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |