Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Marvin Schultz | 4163450 | 1 | 06/17/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Eric Wilford Bond | 2979826 | 2 | 01/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 10/14/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 04/28/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 11/07/2014 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Derrigan Corbett Sheedy | 4842385 | 1 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |
| Kevin Thomas Ryan | 4255125 | 2 | 03/28/2014 | Customer Dispute | Award / Judgment | $14,222.50 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 01/17/2013 | Customer Dispute | Denied | $8,636.48 | $0.00 | See FINRA Report |
| Artin Bandari | 4691823 | 5 | 02/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Andrew Cole | 2607997 | 2 | 05/20/2011 | Customer Dispute | Settled | $221,321.00 | $0.00 | See FINRA Report |