Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick L Morgan | 4096036 | 6 | 01/23/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nan Solt Lesnick | 832364 | 2 | 10/06/2014 | Customer Dispute | Settled | $7,800.00 | $0.00 | See FINRA Report |
| Fady Youssef Chaccour | 2195970 | 3 | 08/04/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fady Youssef Chaccour | 2195970 | 3 | 07/17/2014 | Customer Dispute | Settled | $46,394.10 | $0.00 | See FINRA Report |
| Daniel Lee Gilbert | 1006859 | 1 | 06/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toni Marie Sams | 3150136 | 1 | 10/09/2012 | Customer Dispute | Settled | $7,043.72 | $0.00 | See FINRA Report |
| James Herrmann Cross | 2254010 | 1 | 11/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Duane Hokanson | 5222724 | 1 | 08/11/2010 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Terrance Joseph Masching | 1370320 | 1 | 07/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Hoff | 1058737 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |