Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Clary Smith | 4808337 | 2 | 05/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ricky Mills Higgins | 1726947 | 2 | 05/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nick L Morgan | 4096036 | 6 | 06/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nick L Morgan | 4096036 | 6 | 01/23/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terrance Joseph Masching | 1370320 | 1 | 07/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy T Porter | 4572844 | 1 | 08/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis Neil Porter | 4124568 | 1 | 08/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis James Sikorski | 1061580 | 1 | 07/19/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deanna Lynn Holmes | 3237369 | 1 | 03/09/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |