Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zeonia Marie Christy | 4067924 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Carrie Elizabeth Baalman | 2379904 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Fady Youssef Chaccour | 2195970 | 3 | 12/01/2009 | Customer Dispute | Settled | $22,425.00 | $0.00 | See FINRA Report |
| Nick L Morgan | 4096036 | 6 | 10/28/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Jay Meyer | 1696842 | 2 | 12/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Jay Meyer | 1696842 | 2 | 12/01/2008 | Customer Dispute | Settled | $26,719.60 | $0.00 | See FINRA Report |
| Timothy Kent Wuest | 1210210 | 1 | 07/17/2006 | Customer Dispute | Closed-No Action | $76,315.00 | $0.00 | See FINRA Report |
| Nan Solt Lesnick | 832364 | 2 | 05/08/2003 | Customer Dispute | Settled | $147,657.00 | $0.00 | See FINRA Report |
| Simon Binghui Mo | 2292637 | 1 | 12/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |