Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin William McBarron | 1282026 | 1 | 12/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nimesh V Patel | 4759279 | 3 | 07/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Douglass Geary | 2996679 | 3 | 09/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Brown | 1240188 | 6 | 01/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald James Ohalloran | 1056697 | 15 | 10/27/2011 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Steven Rand Hill | 4288639 | 4 | 03/29/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Douglass Geary | 2996679 | 3 | 09/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nimesh V Patel | 4759279 | 3 | 09/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 06/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |