Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Michael Brown | 1240188 | 6 | 06/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Michael Brown | 1240188 | 6 | 05/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Michael Brown | 1240188 | 6 | 01/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |