Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Elliot Shoop | 4522151 | 3 | 10/11/2008 | Customer Dispute | Denied | $162,067.00 | $0.00 | See FINRA Report |
| Lawrence Miles Brazie | 857097 | 1 | 09/28/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $23,000.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| William Warren Crozier | 1941979 | 1 | 02/21/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Philip Stonge | 859165 | 3 | 08/27/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Philip Stonge | 859165 | 3 | 10/05/1987 | Customer Dispute | Settled | $17,244.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 03/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 03/29/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Reed Laughlin | 303560 | 4 | 09/01/1976 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |