Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Charles Bittermann | 4153389 | 5 | 07/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Philip Stonge | 859165 | 3 | 05/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth David Warnick | 1415675 | 4 | 11/05/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Philip Stonge | 859165 | 3 | 08/27/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 03/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |