Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Garrett Purvis | 5286618 | 1 | 04/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Steiman | 4460244 | 3 | 04/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin M Muller | 4364523 | 10 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Alan Leuty | 1805416 | 3 | 03/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Draper | 839434 | 11 | 03/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Draper | 4295472 | 1 | 03/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Trueman | 2512028 | 2 | 02/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Gerasin | 4775582 | 3 | 10/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Gerasin | 4775582 | 3 | 10/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Valdez Varela | 4157644 | 1 | 10/05/2020 | Customer Dispute | Settled | $393,227.00 | $0.00 | See FINRA Report |