Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Dery | 2807430 | 5 | 12/23/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Dery | 2807430 | 5 | 12/22/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Giuseppe Leonardo Mauceli | 2818956 | 1 | 11/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maria T de los Reyes | 4468090 | 1 | 11/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Parkin | 2974077 | 2 | 10/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Demoss | 2215247 | 2 | 10/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Hugh McKinnon | 329057 | 1 | 10/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Robert Moran | 2394304 | 1 | 09/13/2023 | Customer Dispute | Pending | $648,745.00 | $0.00 | See FINRA Report |
| Scott Lawrence Brown | 2492935 | 1 | 09/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Henry Cox | 2957150 | 1 | 07/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |