Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry William McEwen | 502082 | 1 | 07/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Ingram Dennis | 2123535 | 1 | 02/27/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Petro | 715693 | 3 | 12/23/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vieira | 1410092 | 7 | 08/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Adams | 1753312 | 2 | 11/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vieira | 1410092 | 7 | 09/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Degiralamo | 64047 | 1 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |