Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Dewey Mundwiller | 342741 | 3 | 04/05/1999 | Customer Dispute | Withdrawn | $34,000.00 | $0.00 | See FINRA Report |
| Bruce Rudenberg | 809162 | 7 | 10/13/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |