Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin M Muller | 4364523 | 10 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Quentin Quamme | 4413885 | 3 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Stewart | 1392937 | 6 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael J McCarthy | 4965007 | 2 | 01/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela James | 3134907 | 1 | 12/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Alan Morosky | 728118 | 2 | 07/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael J McCarthy | 4965007 | 2 | 11/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacrissa Marie Henton | 5559101 | 1 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shantele Marie Lewis | 2070524 | 7 | 03/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theresa Kearns | 7315905 | 1 | 07/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |