Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chong Uk Nam | 2385826 | 1 | 03/09/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bart Richard Leach | 4428751 | 1 | 03/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Day | 4235885 | 2 | 09/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Taylor | 4397348 | 1 | 11/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Neill Christian | 2003714 | 2 | 08/09/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jill Diane Tucker | 5038297 | 1 | 06/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Hugh McCombs | 2218128 | 2 | 04/24/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Kazinski | 1489929 | 3 | 01/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Patrick Hutten | 1991672 | 1 | 05/21/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Neill Christian | 2003714 | 2 | 04/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |