Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Musaraca | 1138092 | 1 | 12/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Thomas Enriquez | 2679610 | 1 | 03/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chad Edward Teders | 2764679 | 2 | 02/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Patrick Premock | 3176564 | 3 | 11/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Allen McArthur | 5254859 | 1 | 09/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Devona Lee Benavidez | 5523338 | 1 | 04/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Neal Strader | 5117242 | 1 | 12/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nykia Wharton | 4270524 | 1 | 11/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Todd Elliot Craig | 4892746 | 1 | 04/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Corey Jordan | 2591025 | 1 | 03/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |